Compliance Officer – Investment Advisory

calendar_todayPosted 46 days agocategoryRisk & Compliancelocation_onLondon, United Kingdomworkfull-time
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verifiedVisa Sponsorshipflight_takeoffRelocation Supporthome_workHybrid Work

Role Overview

Monitor regulatory compliance for an FCA regulated investment advisory firm. Manage policies, training and monitoring plans across MiFID, AML and conduct risk requirements.

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About Global HR Consultancy

Specialist Overseas Recruitment Partner

We are a global HR consultancy specialising in connecting high-calibre professionals with leading employers across the UK, Europe, GCC and Asia. Our teams combine deep sector expertise with a rigorous search process to deliver the critical hires that shape our clients' organisations.